Financial Planning Services Offered Through Securities America Advisors, Inc.

About Mark Yates

Mark Yates, Wealth Advisor

Wealth Strategies Group
Securities America
Member FINRA and SIPC

Mark Yates is a Wealth Advisor with the Wealth Strategies Group in Costa Mesa California, and a registered representative of Securities America, Inc., member FINRA and SIPC. Brokerage accounts are carried with National Financial Services LLC (NFS), a Fidelity Investments Company.

Mark holds a Bachelors degree in Business Finance from The California State University of Fullerton. Mark specializes in comprehensive financial advising for individuals and corporations. He has helped numerous clients with retirement planning, investment analysis, tax minimization strategies and life/health insurance.

Mark resides in Huntington Beach, California. In his spare time Mark enjoys golf, restoring vintage automobiles and continuing his education. While attending the California State University Chico, Mark was a member of the university’s varsity golf team and completed at the NCAA Division II collegiate level.

Mark Yates is securities licensed in California, Indiana, and Utah. He holds the Series 7, 63 and 66 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California, Indiana, and Utah (California Insurance License #0E38409).

The Wealth Strategies Group is comprised of investment professionals who are investment advisor representatives of Securities America Advisors, Inc., a SEC Registered Investment Advisor and registered representatives with Securities America Inc, a registered broker/dealer, Member FINRA and SIPC. The Wealth Strategies Group and the Securities America companies are unaffiliated. This advertisement does not constitute an offer to sell or a solicitation of an offer to buy any security. Specific recommendations can only be based on review of a client's individual investment portfolio and financial objectives upon request and with appropriate offering documents. Past performance is not a guarantee of future results.