Company Bios

About Travis Allen

Travis Allen

Travis Allen, Certified Financial Planner

President, Wealth Strategies Group
Branch Manager, Securities America Incorporated
Member FINRA and SIPC

Travis Allen is a Certified Financial Planner and the President of the Wealth Strategies Group, a wealth management firm located in Costa Mesa, California. The Wealth Strategies Group specializes in conservative investment management and corporate 401k, health, and disability plans. Securities are offered through Securities America Incorporated, member FINRA and SIPC. Accounts are carried with National Financial Services LLC (NFS), a Fidelity Investments Company.

In addition to managing individual and corporate accounts, Mr. Allen has spoken and taught on a variety of financial and investment related topics for many local governments, institutions, and corporations. A partial list of these include: the City of Anaheim, Orange County Rapid Response, California State University at Fullerton, Golden West College, Learning Tree University, and Mitsubishi Digital Electronics of America.

Travis Allen is also a member of the Financial Planning Association, The Forum for Corporate Directors, the South Coast Metro Alliance, and the World Affairs Council of Orange County.

Prior to opening the Wealth Strategies Group in June of 2001, Mr. Allen was an Associate Vice President of Investments at A.G. Edwards & Sons, Inc. in their Orange, California office since 1996.

Travis Allen is a General Securities Principal and Branch Manager. He is licensed for investments in over 20 states, including Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Nevada, New Hampshire, New Jersey, New York, Oregon, Rhode Island, Texas, Virginia, and Washington. He holds the Series 7, 24, 63, and 66 registrations with FINRA, and is also licensed for Life, Health, and Disability Insurance in California, Michigan, New Jersey, New York, Ohio, and Virginia (California Insurance License #0B79314).

The Wealth Strategies Group also includes Ken Osborn and Mark Yates, Wealth Advisors; Shaw Davari, Director of Public Relations; and Iris Villamor, Customer Service Representative.